Nominees

If you are a broker, bank, or other nominee that purchased or sold Carters, Inc. (“Carter’s”) common stock and options on common stock, for the beneficial interest of a person or entity other than yourself, the Court has directed that within seven (7) calendar days of your receipt of the Notice you either:

  1. Provide the Claims Administrator with a list of the names and last known addresses of beneficial owners of Carter’s common stock or options; or
  2. Forward copies of the attached Notice and Proof of Claim to beneficial owners of Carter’s common stock or options.

If you are providing a list of names and addresses to the Claims Administrator:

  1. Compile a list of names and addresses of beneficial owners of Carter’s common stock or options. It is not necessary to remove duplicate names.
  2. Prepare the list in Microsoft Excel format following the “Electronic Name and Address File Layout” as provided in the cover letter you received. A preformatted spreadsheet can also be found by clicking here.
  3. Burn the Microsoft Excel file(s) to a CD or DVD
  4. Mail the CD or DVD to:

    In re Carter’s, Inc. Securities Litigation
    P.O. Box 5110
    Portland, OR 97208-5110
  5. OR you may upload the spreadsheet here:

Questions about the Settlement and requests for copies of the documents should be directed to the Claims Administrator at P.O. Box 5110, Portland, OR 97208-5110 or by calling (866) 833-7918. Please e-mail info@carterssecuritieslitigation.com if you would like blank copies of the Notice and Claim packet for mailing to your clients.

Proof of Claim

Any nominee may also submit a Proof of Claim on behalf of multiple clients who are beneficial owners of Carter’s Securities.

Click here to download the Proof of Claim.

Click here to download a properly formatted spreadsheet for submitting your transactions.


You may upload the spreadsheet online here:


OR Proofs of Claim must be completed and sent by first-class mail, postage pre-paid, postmarked by no later than June 1, 2012, to:

In re Carter’s, Inc. Securities Litigation
Claims Administrator
P.O. Box 5110
Portland, OR, 97208-5110